Banc of America Securities Limited

Data
Corporate Name
Banc of America Securities Limited
Home Country
United Kingdom
Subject status Activity ended
Services provided in Estonia
Service country Service name
2000/12
Lisa 1
2. Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting)
3. Financial leasing
7. Trading for own account or for account of customers in any of the following:
7a. Money market instruments (e.g. cheques, bills, certificates of deposits)
7b. Foreign exchange
7c. Financial futures and options
7d. Exchange and interest-rate instruments
7e. Transferable securities
8. Participation in securities issues and the provision of services relating to such issues
9. Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings
11. Portfolio management and advice
12. Safekeeping and administration of securities
14. Safe custody services
6. Guarantees and commitments
Additional MiFID services and activities subject to mutual recognition under the BCD (2006/48/EC)
4. Payment services as defined in Article 4(3) of Directive 2007/64/EC of the European Parliament and of the Council
5. Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as such activity is not covered by point 4

Financial Instruments

  Investment services and activities Ancillary services Data reporting services
  A1 A2 A3 A4 A5 A6 A7 A8 A9 B1 B2 B3 B4 B5 B6 B7 D1 D2 D3
Financial instruments C1
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C2
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C3
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C4
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C5
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C6
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C7
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C8
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C9
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C10
X
X
X
X
X
X
X
   
X
X
X
X
X
X
X
     
C11                                      
Tabeli selgitus
Last changed: 29/01/2021 - 16:03