| Corporate Name |
Barnard Jacobs Mellet (UK) Limited
|
| Home Country |
United Kingdom
|
| Service country | Service name |
|---|---|
|
93/22
|
|
|
Lisa
|
|
|
SECTION A: Services
|
|
|
1(a) Reception and transmission, on behalf of investors, of orders in relation to one or more of the instruments listed in Section B
|
|
|
1(a) Transferable securities.
|
|
|
4. Advice to undertakings on capital structure, industrial strategy and related matters and advice and service relating to mergers and the purchase of undertakings.
|
|
|
1(b) Execution of such orders other than for own account
|
|
|
2. Dealing in any of the instruments listed in Section B for own account
|
|
|
4. Underwriting in respect of issues of any of the instruments listed in Section B and/or the placing of such issues
|
|
|
SECTION B: Instruments
|
|
|
1(b) Units in collective investment undertakings.
|
|
|
2. Money-market instruments.
|
|
|
3. Financial-futures contracts, including equivalent cash-settled instruments.
|
|
|
4. Forward interest-rate agreements (FRAs).
|
|
|
5. Interest-rate, currency and equity swaps.
|
|
|
6. Options to acquire or dispose of any instruments falling within this section of the Annex, including equivalent cash-settled instruments. This category includes in particular options on currency and on interest rates.
|
|
|
SECTION C: Non-core services
|
|
|
5. Services related to underwriting.
|
|
|
6. Investment advice concerning one or more of the instruments listed in Section B.
|
|
|
7. Foreign-exchange service where these are connected with the provision of investment services.
|