Corporate Name |
Wells Fargo Securities International Limited
|
Home Country |
United Kingdom
|
Subject status | Activity ended |
Service country | Service name |
---|---|
SECTION A: Services
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|
1(a) Reception and transmission, on behalf of investors, of orders in relation to one or more of the instruments listed in Section B
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1(a) Transferable securities.
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3. Granting credits or loans to an investor to allow himto carry out a transaction in one or more of the instruments listed in Section B, where the firm granting the credit or loan is involved in the transaction.
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1(b) Execution of such orders other than for own account
|
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2. Dealing in any of the instruments listed in Section B for own account
|
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4. Underwriting in respect of issues of any of the instruments listed in Section B and/or the placing of such issues
|
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SECTION C: Non-core services
|
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4. Advice to undertakings on capital structure, industrial strategy and related matters and advice and service relating to mergers and the purchase of undertakings.
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5. Services related to underwriting.
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6. Investment advice concerning one or more of the instruments listed in Section B.
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7. Foreign-exchange service where these are connected with the provision of investment services.
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SECTION B: Instruments
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1(b) Units in collective investment undertakings.
|
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2. Money-market instruments.
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3. Financial-futures contracts, including equivalent cash-settled instruments.
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4. Forward interest-rate agreements (FRAs).
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5. Interest-rate, currency and equity swaps.
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6. Options to acquire or dispose of any instruments falling within this section of the Annex, including equivalent cash-settled instruments. This category includes in particular options on currency and on interest rates.
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Financial Instruments
Investment services and activities | Ancillary services | Data reporting services | ||||||||||||||||||
A1 | A2 | A3 | A4 | A5 | A6 | A7 | A8 | A9 | B1 | B2 | B3 | B4 | B5 | B6 | B7 | D1 | D2 | D3 | ||
Financial instruments | C1 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|||||
C2 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C3 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C4 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C5 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C6 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C7 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C8 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C9 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C10 | X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
||||||
C11 |